Legal & Governance - FSC

The Legal & Governance team provides expert advice and support to the policy team and FSC members across a wide range of legislative, and regulatory matters.

FSC Contacts

General Counsel & Company Secretary
02 9299 3022
This email address is being protected from spambots. You need JavaScript enabled to view it.

Senior Legal Counsel & Company Secretary
02 9299 3022
This email address is being protected from spambots. You need JavaScript enabled to view it.

Assistant Company Secretary
02 9299 3022
This email address is being protected from spambots. You need JavaScript enabled to view it.

FSC 2020 DESIGN AND DISTRIBUTION OBLIGATION (DDO) REGIME MESSAGE

Legal & Governance

24 December 2019
FSC Speak Up Whistleblower Protection Policy FINAL pdf Popular

24 December 2019

240 KB
01 July 2019
The Financial Services Royal Commission: Quo vadis, Financial Services Industry? Part 1 - Superannuation (and vertical integration) pdf Popular

01 July 2019

142 KB
06 December 2018
FSC Submission - ASIC Consultation Paper 305 pdf Popular

06 December 2018

158 KB
18 October 2018
FSC Submission - Response to Inquiry into Treasury Laws Amendment (DDO & PIPS) Bill 2018 (Provision) pdf Popular

18 October 2018

495 KB
06 July 2018
FSC Submission - Proposed AFCA Rules - Supplemental Submission pdf Popular

06 July 2018

98 KB
29 June 2018
FSC Submission - Proposed AFCA Rules pdf Popular

29 June 2018

185 KB
06 April 2018
FSC Submission - AFCA Submission Letter pdf Popular

06 April 2018

161 KB
09 February 2018
FSC Submission - Design and Distribution Obligations and Product Intervention Power pdf Popular

09 February 2018

350 KB
01 December 2017
FSC Submission on Development of AML/CTF Guidance for the Superannuation Sector (Guidance) pdf Popular

01 December 2017

112 KB
22 November 2017
FSC Supplementary Submission to ASIC Enforcement Review: Position and Consultation Paper 8 pdf Popular

22 November 2017

176 KB
20 November 2017
FSC Submission ASIC Enforcement Review: Position and Consultation Paper 8 pdf Popular

20 November 2017

157 KB
20 November 2017
Establishment of the Australian Financial Complaints Authority Consultation Paper November 2017 pdf Popular

20 November 2017

221 KB
17 November 2017
FSC Submission on ASIC Enforcement Review: Position Paper 7 pdf Popular

17 November 2017

222 KB
23 October 2017
New Draft Resources for the Notifiable Data Breaches (NDB) Scheme: 29 September 2017 pdf Popular

23 October 2017

121 KB
04 October 2017
FSC Submission on ASIC Enforcement Review: Position and Consultation Paper 6 pdf Popular

04 October 2017

164 KB
12 April 2017
Law Council of Australia Submission on ISWG discussion paper - account balance erosion due to insurance premiums pdf Popular

12 April 2017

1.38 MB
16 February 2017
GN34 31214196(10) ASIC Form Guidance Note (Final) pdf Popular

16 February 2017

50 KB
07 December 2016
Group insurance provides critical economic and social benefits pdf Popular

07 December 2016

281 KB
24 November 2016
Government progressing agenda to strengthen the superannuation system and financial services pdf Popular

24 November 2016

194 KB
10 October 2016
FSC Submission on Review of the financial system external dispute resolution framework pdf Popular

10 October 2016

871 KB