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Policy Submissions
The FSC's policy and legal teams prepare more than 100 submissions each year on behalf of members and the broader financial services industry.
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Research Reports
The FSC collaborates with industry, government, research institutions and other stakeholders to produce and commission research relevant to the sector.
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Industry Forms
Access a range of FSC resources, templates and industry tools designed to support compliance, governance and operational best practice.
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Continuing Professional Development
A range of Continuing Professional Development (CPD) opportunities designed to help industry professionals stay informed, build capability and meet ongoing obligations.
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Archive
A range of research papers and industry reports exploring the future of financial advice in Australia, including opportunities for reform, accessibility and consumer outcomes.
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The document considers relevant provisions of the Superannuation Industry (Supervision) Act 1993 (SIS Act), including section 99FA, while recognising that different compliance approaches may be appropriate depending on the circumstances.
This information sheet was developed by FSC members in collaboration with Herbert Smith Freehills Kramer.
FSC members can access the document via the member portal once logged in. Please contact the membership@fsc.org.au if you have any questions.
The FSC maintains references to repealed Guidance Notes for historical and archival purposes.
Many repealed Guidance Notes have been replaced by FSC Standards, updated Guidance Notes, legislative reforms or regulatory guidance.
Archived Guidance Notes include:
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GN2: Corporate Governance Blue Book
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GN3: Financial Reporting
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GN4: Incorrect Pricing of Scheme Units
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GN6: Mortgage Trusts Disclosure
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GN7: Personal Trading
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GN8: Related Party Transactions
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GN9: Reporting to Superannuation Schemes by Service Providers
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GN12: Executive Equity Plan
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GN13: Employee Share Ownership Plan
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GN14: Claims Guidelines
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GN15: Underwriting Guidelines
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GN16: Socially Responsible Investment Disclosure
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GN17: EC Fund Nomination Form
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GN18: Management Expense Ratio
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GN19: Ongoing Fee Measure
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GN20: ASIC Fee Template
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GN21: Calculators - Best Practice Guidelines
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GN22: IT Fraud & Security Guidelines
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GN23: FSC Major Disaster Plan
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GN27: Income Stream Reporting Schedules
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GN28: Varied Redemption Arrangements
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GN30: ESG Reporting Guide for Australian Companies
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GN32: HIV/AIDS Underwriting Guidelines
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GN36: Life Insurance Industry Data Collection Policy
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GN42: Claims Handling Standards for Superannuation Funds
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GN44: Climate Risk Disclosure in Investment Management