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Resource Hub

Resources, research and tools for the industry

What's here

Everything the industry needs in one place

Access a range of FSC resources, templates and industry tools designed to support compliance, governance and operational best practice across the financial services sector.
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RESOURCE HUB

Document library

Form Schedule 1: Individuals & Sole Traders
Members only Legal & Governance
Form Schedule 3: Foreign Companies
Members only Legal & Governance
Form DDO Complaints Reporting Template
Members only Investment Management
Form DDO Dealings Reporting Example v1.4 (not for use)
Members only Investment Management
Form FSC DDO Guidance for distribution of managed funds 2022 08
 Guidance on applying a ‘portfolio view’ to funds management products is available here
Members only Investment Management
Form Schedule 13: Foreign Tax Status Declaration Form – Entities
Members only Taxation & Economics